Compliance and PBC

Evaluation and Determination of risks.

Risk identification, analysis of
risks and risk assessment, creation of the Compliance Management System or CMS.

KYC.

Preparation and implementation of specific models and designs of customized money laundering prevention manuals.

Code of ethics and disciplinary regime.

Advice for
establish compliance models in areas
specific, such as criminal prevention (including
international law against corruption).

Monitoring and review of suspicious operations.

Monitoring and external audit of operations and regulated entities, verification of documentation.

External compliance officer.

Performance of external tasks and audits, carried out by certified professionals in the area of regulatory compliance.

External experts Bank of Spain.

We are registered in the official registry and we have the possibility of issuing reports legalized to SEPBLAC.

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